Securities regulation

August 05, 2020 - 4:22 pm
DETROIT (AP) — About 1 million Fiat Chrysler vehicles with four-cylinder engines in the U.S. may spew too much pollution, and the company is working with government officials on a recall. Fiat Chrysler says in a quarterly filing with securities regulators that it found the excess pollution during...
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A currency trader watches monitors at the foreign exchange dealing room of the KEB Hana Bank headquarters in Seoul, South Korea, Friday, June 26, 2020. Asian stock markets followed Wall Street higher on Friday after U.S. regulators removed some limits on banks' ability to make investments. (AP Photo/Ahn Young-joon)
June 25, 2020 - 11:28 pm
BEIJING (AP) — Asian stock markets followed Wall Street higher on Friday after U.S. regulators removed some limits on banks' ability to make investments. Benchmarks in Tokyo, Sydney and Southeast Asia advanced while Hong Kong declined. Chinese markets were closed for a holiday. Wall Street closed...
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The Supreme Court is seen in Washington, early Monday, June 15, 2020. (AP Photo/J. Scott Applewhite)
June 22, 2020 - 10:24 am
WASHINGTON (AP) — The Supreme Court on Monday preserved an important tool used by securities regulators to recoup ill-gotten gains in fraud cases. By an 8-1 vote, the justices ruled that the Securities and Exchange Commission can seek to recover the money through a process called disgorgement. Last...
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Sen. Kelly Loeffler, R-Ga., listens during a virtual Senate Committee for Health, Education, Labor, and Pensions hearing, Tuesday, May 12, 2020 on Capitol Hill in Washington. (Win McNamee/Pool via AP)
May 26, 2020 - 8:23 pm
WASHINGTON (AP) — The Justice Department has closed investigations into stock trading by Sens. Dianne Feinstein of California, Kelly Loeffler of Georgia and Jim Inhofe of Oklahoma, according to people familiar with notifications sent to the senators. The senators came under scrutiny for...
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FILE - In this Monday, April 27, 2020. file photo, Volkswagen CEO Herbert Diess wears a face mask as he attends the restart of the production at the VW headquarters plant in Wolfsburg, Germany. Volkswagen is gradually launch the production at important plants after the corona lockdown. (Swen Pfoertner/dpa via AP)
May 20, 2020 - 6:37 am
FRANKFURT, Germany (AP) — Volkswagen said charges of securities-law violations against its CEO and board chairman are to be dropped in return for a 9 million-euro ($10 million) payment, removing a potential distraction for the company's management team as it copes with the virus crisis and oversees...
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May 14, 2020 - 4:39 pm
WASHINGTON (AP) — An Environmental Protection Agency proposal to drop any federal regulation of a water contaminant shown to damage infant brains would translate to lower IQs and other problems for an unknown number of American babies, pediatrician and public health groups say. The EPA has said...
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Sen. Richard Burr, R-N.C., speaks with reporters on Capitol Hill, Tuesday, Feb. 4, 2020 in Washington. (AP Photo/Alex Brandon)
March 20, 2020 - 2:21 pm
WASHINGTON (AP) — Senate Intelligence Committee Chairman Richard Burr, R-N.C., is asking for an ethics review after coming under criticism for selling off as much as $1.7 million in stocks just before the market dropped in February amid coronavirus fears. Senate records show that Burr and his wife...
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FILE - In this June 20, 2019 file photo, the Supreme Court is seen under stormy skies in Washington. (AP Photo/J. Scott Applewhite)
March 03, 2020 - 12:56 pm
WASHINGTON (AP) — The Supreme Court seemed prepared Tuesday to preserve an important tool that federal securities regulators used last year to recoup $3.2 billion in ill-gotten gains in fraud cases. At most, the justices might impose some limits on how the Securities and Exchange Commission seeks...
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Secretary of Health and Human Services Alex Azar testifies before a Senate Appropriations subcommittee on President Donald Trump's budget request for fiscal year 2021, on Capitol Hill in Washington, Tuesday, Feb. 25, 2020. President Donald Trump said Tuesday that the urgent $2.5 billion plan for coronavirus he sent to lawmakers will prepare the nation in case of an outbreak in the U.S. and help other nations unprepared to handle the threat. (AP Photo/J. Scott Applewhite)
February 25, 2020 - 5:58 pm
WASHINGTON (AP) — President Donald Trump and chief economic adviser said Tuesday that the new coronavirus is under control in the U.S., even as the government's top disease fighters warned Americans to prepare for an outbreak here. The mixed messages came as the stock market tumbled for a second...
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President Donald Trump talks to the media before he boards Air Force One for a trip to Los Angeles to attend a campaign fundraiser, Tuesday, Feb. 18, 2020, at Andrews Air Force Base, Md. (AP Photo/Evan Vucci)
February 18, 2020 - 7:08 pm
WASHINGTON (AP) — President Donald Trump went on a clemency blitz Tuesday, commuting former Illinois Gov. Rod Blagojevich's 14-year prison sentence and pardoning former New York City police commissioner Bernie Kerik, among a long list of others. Those who got a break from Trump include financier...
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