Securities regulation

In this June 13, 2019, photo released by Xinhua News Agency, guests, from left, Yi Huiman, chairman of China Securities Regulatory Commission, Liu He, vice premier, Li Qiang, top party official of Shanghai, and Ying Yong, Shanghai's mayor, celebrate the launch of the SSE STAR Market, previously referred to as the Shanghai science and technology innovation board in Shanghai. Trading is expected to start Monday, July 22, 2019 on the Chinese stock market for high-tech companies that play a key role in official development plans that are straining relations with Washington. (Fang Zhe/Xinhua via AP)
July 20, 2019 - 8:45 pm
BEIJING (AP) — Trading starts Monday on a Chinese stock market for high-tech companies that play a key role in official development plans that are straining relations with Washington. Regulators have approved 25 companies in information technology and other fields seen by communist leaders as a...
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Senate Armed Services Committee member Sen. Elizabeth Warren, D-Mass., questions Secretary of the Army and Secretary of Defense nominee Mark Esper during his confirmation hearing on Capitol Hill in Washington, Tuesday, July 16, 2019. (AP Photo/Manuel Balce Ceneta)
July 18, 2019 - 9:15 am
WASHINGTON (AP) — White House hopeful Elizabeth Warren is proposing new regulations on the private equity industry, pitching constraints designed to end what she decries as "legalized looting" by investment firms that take over troubled companies. Warren's plan, the latest in a series of policy...
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In this June 13, 2019, photo released by Xinhua News Agency, guests, from left, Yi Huiman, chairman of China Securities Regulatory Commission, Liu He, vice premier, Li Qiang, top party official of Shanghai, and Ying Yong, Shanghai's mayor, celebrate the launch of the SSE STAR Market, previously referred to as the Shanghai science and technology innovation board in Shanghai. Trading is expected to start Monday, July 22, 2019 on the Chinese stock market for high-tech companies that play a key role in official development plans that are straining relations with Washington. (Fang Zhe/Xinhua via AP)
July 18, 2019 - 1:25 am
BEIJING (AP) — Trading starts Monday on a Chinese stock market for high-tech companies that play a key role in official development plans that are straining relations with Washington. Regulators have approved 25 companies in information technology and other fields seen by communist leaders as a...
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FILE - In this Feb. 6, 2018, file photo, a woman walks through the front doors at a Fidelity Investments office on Congress Street as the ticker displays stock market numbers in Boston. Federal regulators are moving to require that brokers provide their customers with detailed disclosures of their potential conflicts of interest when dispensing advice for retirement planning and other investments. (AP Photo/Stephan Savoia, File)
June 05, 2019 - 2:05 pm
WASHINGTON (AP) — Stockbrokers will have to divulge their potential conflicts of interest to clients when they give them investment advice under action taken Wednesday by federal regulators. The regulation adopted by the Securities and Exchange Commission will also require brokerages to eliminate...
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May 05, 2019 - 2:53 pm
WASHINGTON (AP) — In a story May 5 about congressional efforts to force the White House to comply with requests for information related to the special counsel's Russia investigation, The Associated Press reported erroneously that the House Judiciary Committee is demanding a redacted version of...
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FILE - In this Thursday, March 14, 2019 file photo, Tesla CEO Elon Musk speaks before unveiling the Model Y at the company's design studio in Hawthorne, Calif. Elon Musk and U.S. securities regulators have settled their dispute over the Tesla CEO's tweets, with Musk agreeing to having his future communications regarding the electric-car maker pre-approval by a company-employed expert. The Securities and Exchange Commission and Musk reached the agreement, which they detailed in filings Friday, April 26, 2019 in federal court in Manhattan. (AP Photo/Jae C. Hong, File)
April 26, 2019 - 7:55 pm
WASHINGTON (AP) — Elon Musk and U.S. securities regulators have settled their dispute over the Tesla CEO's tweets, with Musk agreeing to having his future communications regarding the electric-car maker pre-approved by a company-employed expert. The Securities and Exchange Commission and Musk...
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FILE - In this April 4, 2019, file photo, Tesla CEO Elon Musk leaves Manhattan Federal Court, in New York. In a letter filed on Thursday, April 18, 2019, lawyers for Musk and the U.S. government asked for another week to negotiate a deal to keep Musk from being found in contempt of court. (AP Photo/Richard Drew, File)
April 18, 2019 - 6:40 pm
NEW YORK (AP) — Lawyers for Tesla CEO Elon Musk and U.S. securities regulators are getting another week to negotiate a deal to keep Musk from being found in contempt of court. Both sides say in a letter filed Thursday with a federal court in New York that they talked for over an hour this week and...
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April 03, 2019 - 4:15 pm
RALEIGH, N.C. (AP) — Gambling operations run by the Eastern Band of Cherokee Indians in western North Carolina could soon let patrons bet on pro and college sporting events and off-track horse racing should legislation clearing a state Senate committee becomes law. The Senate Commerce Committee...
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A supporter of Brexit holds a sign saying 'Just hoot, we voted leave' while others continue with their daily activities outside the Houses of Parliament in Westminster, London, ahead of the latest round of debates in the House of Commons concerning Brexit issues, Monday April 1, 2019. (Rebecca Brown/PA via AP)
April 01, 2019 - 11:48 pm
LONDON (AP) — The Latest on Britain's exit from the European Union (all times local): 10:50 p.m. The European Parliament's top Brexit official says the U.K. has a "last chance" to break the deadlock on leaving the European Union. Guy Verhofstadt tweeted the comments soon after Britain's Parliament...
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In this grab taken from video, Britain's Prime Minister Theresa May speaks during Prime Minister's Questions in the House of Commons, London, Wednesday March 27, 2019. British lawmakers are preparing to vote Wednesday on alternatives for leaving the European Union as they seek to end an impasse following the overwhelming defeat of the deal negotiated by Prime Minister Theresa May. (House of Commons/PA via AP)
March 27, 2019 - 1:59 pm
LONDON (AP) — The Latest on Brexit (all times local): 6 p.m. U.K. Prime Minister Theresa May told lawmakers she is prepared to step down "earlier than I intended" in order to win passage of her divorce deal from the European Union. May told lawmakers from the 1922 Committee of Conservative...
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